Navigating MiFID II Compliance Waters
Easing the Burden for Financial Services Firms Financial services firms that are headquartered or do business with customers in the European Union (EU) have been subject to the Markets in Financial...
View ArticleCryptocurrency Challenges and Opportunities
Leveraging Compliance to Build Regulator and Customer Trust Bitcoin and other cryptocurrencies continue to gain ground as investors buy in, looking for high returns, and as acceptance of it as payment...
View ArticleCountdown to the GDPR
What Compliance Should Be Doing Now CCI has covered the General Data Protection Regulation (GDPR) extensively, and by now most readers may know that the deadline for GDPR compliance is barreling toward...
View ArticleRetiring Enterprise Applications: 4 Key Considerations
Out With The Old, In With The New In the digital arena, it’s “out with the old, in with the new” as technological advancements increasingly compel companies to replace enterprise applications with...
View ArticleWhy You Need to Worry About FINRA
Feeling Invincible is Ignorance to Reality The Financial Industry Regulatory Authority is under the radar for many organizations. Being fully aware of the violations and their consequences can prevent...
View Article5 Strategies CEOs Can Apply to Avoid Record-Breaking FINRA Fines
Fines are Sky Rocketing, Make Preparations While You Can The prospect of record-breaking fines for noncompliance with regulations set by the Financial Industry Regulatory Authority (FINRA) continues to...
View ArticleThe Secret to Avoiding FINRA Fines
Be Proactive About Data Handling Compliance with FINRA and similar regulations can pose serious challenges to organizations. Understanding and learning to navigate these potential challenges will go a...
View ArticleBYOS: Mitigating the Risks of Shadow IT’s New Twist
BYO Software, BYO Vulnerabilities The shadow IT phenomenon—in which employees use their personal technology on the job—looms larger than ever. The latest twist- bring your own software. First up was...
View Article4 Questions to Help Prepare for the GDPR
Information Management vs. Information Governance Do you know the difference between information governance and information management? Kevin Gibson of Hanzo outlines four questions to differentiate...
View ArticleDon’t Overlook This Aspect of the GDPR
What Compliance Professionals Need to Know About Employee Data The deadline for the General Data Protection Regulation (GDPR) is on the horizon, and a customer’s information is not the only thing that...
View ArticleNavigating MiFID II Compliance Waters
Easing the Burden for Financial Services Firms Financial services firms that are headquartered or do business with customers in the European Union (EU) have been subject to the Markets in Financial...
View ArticleCryptocurrency Challenges and Opportunities
Leveraging Compliance to Build Regulator and Customer Trust Bitcoin and other cryptocurrencies continue to gain ground as investors buy in, looking for high returns, and as acceptance of it as payment...
View ArticleCountdown to the GDPR
What Compliance Should Be Doing Now CCI has covered the General Data Protection Regulation (GDPR) extensively, and by now most readers may know that the deadline for GDPR compliance is barreling toward...
View ArticleRetiring Enterprise Applications: 4 Key Considerations
Out With The Old, In With The New In the digital arena, it’s “out with the old, in with the new” as technological advancements increasingly compel companies to replace enterprise applications with...
View ArticleWhy You Need to Worry About FINRA
Feeling Invincible is Ignorance to Reality The Financial Industry Regulatory Authority is under the radar for many organizations. Being fully aware of the violations and their consequences can prevent...
View Article5 Strategies CEOs Can Apply to Avoid Record-Breaking FINRA Fines
Fines are Sky Rocketing, Make Preparations While You Can The prospect of record-breaking fines for noncompliance with regulations set by the Financial Industry Regulatory Authority (FINRA) continues to...
View ArticleThe Secret to Avoiding FINRA Fines
Be Proactive About Data Handling Compliance with FINRA and similar regulations can pose serious challenges to organizations. Understanding and learning to navigate these potential challenges will go a...
View ArticleBYOS: Mitigating the Risks of Shadow IT’s New Twist
BYO Software, BYO Vulnerabilities The shadow IT phenomenon—in which employees use their personal technology on the job—looms larger than ever. The latest twist- bring your own software. First up was...
View Article4 Questions to Help Prepare for the GDPR
Information Management vs. Information Governance Do you know the difference between information governance and information management? Kevin Gibson of Hanzo outlines four questions to differentiate...
View ArticleDon’t Overlook This Aspect of the GDPR
What Compliance Professionals Need to Know About Employee Data The deadline for the General Data Protection Regulation (GDPR) is on the horizon, and a customer’s information is not the only thing that...
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